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January 07, 2010
Securities
             
 
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Securities Resources

 


The best way to inform yourself about Louisiana Securities Law and Securities related topics. Our Securities Resource Center includes the following sites for your personal use:

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Did You Know?    
 
 
Yield to Maturity is defined
Yield to Maturity: The rate of return an investor receives if a fixed income security is held to maturity.

 


  Securities News  
 


Latest news about securities cases in Louisiana and nationwide:

Former Currency Trader Sentenced To 5 More Years For $3 Billion Ponzi Scheme
MICHAEL J. GARCIA, the United States Attorney for the Southern District of New York, announced that MARTIN A. ARMSTRONG, a former currency trader a...
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Columbia Stock Broker Pleads Guilty to Stealing $125,000 From Medicaid
Columbia Stock Broker Pleads Guilty to Stealing $125,000 From Medicaid

Attorney General J. Joseph Curran, Jr., announced t...

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SEC Requires Exchange Listing Standards for Audit Committees
Washington, D.C., April 1, 2003 — The Securities and Exchange Commission today voted to adopt rules directing the national securities exchan...
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Securities Terms

 


Thursday's Term

Aggregation

Definition:
The principle under which all futures positions owned or controlled by one trader (or group of traders acting in concert) are combined to determine reporting status and compliance with speculative position limits. See CFTC Backgrounder: Speculative Limits, Hedging, and Aggregation.

Basis Swap

Definition:
A swap whose cash settlement price is calculated based on the basis between a futures contract and the spot price of the underlying commodity or a closely related commodity on a specified date.

Carrying Charges

Definition:
Cost of storing a physical commodity or holding a financial instrument over a period of time. These charges include insurance, storage, and interest on the deposited funds, as well as other incidental costs.

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Securities Resources

 


Search Securities resources in our resource center:

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Securities Hot Topics

 
Topics Related to Securities:

  • Investment Fraud
  • Stock Fraud
  • Bond Fraud
  • Mutual Fund Fraud

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Louisiana Securities Attorney

 
If you live in the following cities and need an securities attorney you should contact our Securities Attorney as soon as possible:

  • Abbeville
  • Alexandria
  • Baker
  • Bastrop
  • Baton Rouge
  • Bogalusa
  • Bossier City
  • Breaux Bridge
  • Chalmette
  • Covington
  • Crowley
  • Denham Springs
  • Deridder
  • Gonzales
  • Gretna
  • Hammond
  • Harvey
  • Houma
  • Kenner
  • La Place
  • Lafayette
  • Lake Charles
  • Leesville
  • Mandeville
  • Marrero
  • Metairie
  • Monroe
  • Morgan City
  • Natchitoches
  • New Iberia
  • New Orleans
  • Opelousas
  • Pineville
  • Prairieville
  • Ruston
  • Shreveport
  • Slidell
  • Sulphur
  • Thibodaux
  • Ville Platte
  • West Monroe
  • Westwego
  • Zachary
 


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